We are seeking a highly skilled and experienced professional to be part of the
Quality Management Team in Wealth Operations
, specifically focusing on
Non-Financial Regulatory Reportin
g. This role involves overseeing the Quality Management framework for all Non-Financial Regulatory Reporting activities across multiple jurisdictions, ensuring compliance with diverse and complex regulations. This role is crucial for managing the integrity and accuracy of information across a broad range of wealth management products and client portfolios. The ideal candidate will possess in-depth knowledge of global regulations, a keen understanding of the intricacies of wealth management, and the ability to work with a global team.
Key Responsibilities:
- Quality Management Oversight & Execution:
- Oversee the Quality Management for Non-Financial Regulatory Reporting activities, ensuring adherence to submission deadlines and accuracy standards.
- Execute Quality Management activities for Non-Financial Regulatory Reporting,
designing and performing sample testing to review accurate and timely regulatory reports in compliance with authorities.
- Design and perform comprehensive data reconciliation and validation to ensure the integrity of reporting.
- Regulatory Compliance:
- Lead the interpretation, assessment, and implementation of complex new or revised regulatory requirements, providing guidance to the team.
- Manage and lead responses to queries from Financial Authorities and internal control assessments (e.g., MCA framework) specifically related to regulatory reporting.
- Lead, chair, and/or participate in governance forums.
- Identify potential discrepancies or issues in regulatory reporting and escalate them appropriately.
- Develop, maintain, and continuously enhance the risk and control framework for regulatory reporting processes.
- Stay abreast of evolving global regulatory requirements, Citi policies, standards and adapt the QA framework to meet current compliance standards,
📌 VP, Regulatory Reporting (Chennai)
🏢 Citi
📍 Chennai