A SEBI-registered Portfolio Management Services (PMS) firm serving HNIs and family offices, expanding into IFSC to build a compliant and scalable global fund management platform under IFSC.
Location: GIFT City, Gandhinagar (This is a full time chance for a Mumbai-based PMS firm, and the candidate will be working full time from the client location in GIFT City, Gandhinagar.)
Role Summary:
The Compliance Officer will act as a Key Executive and be responsible for building the compliance framework from scratch and driving regulatory readiness for the IFSC entity.
Key Responsibilities:
Build compliance framework (policies, SOPs, AML/KYC, governance)
Lead IFSCA application, filings, and regulatory interactions
Drive risk management, monitoring, and audit readiness
Ensure ongoing regulatory compliance and reporting
Eligibility:
3+ years in compliance / risk within a regulated financial entity
CS or equivalent
Strong understanding of financial regulations & compliance practices