14 Aug
|
Standard Securities & Investment Intermediates
|
Lajpat Nagar
14 Aug
Standard Securities & Investment Intermediates
Lajpat Nagar
We are a stock broking firm committed to delivering seamless, compliant, and client-centric trading and investment services. We are looking for a detail-oriented and process-driven Account Opening Executive to join our KYC department.
In this role, you will be responsible for end-to-end client account opening, document verification, KYC compliance, and ensuring all regulatory requirements (SEBI, Exchange, Depository, and internal policies) are met accurately and within defined turnaround times.
Key Responsibilities
Process current client account opening requests (Individual, HUF, Corporate, NRI, etc.) across equity, commodity, currency, and mutual fund segments.
Collect, scrutinize, and verify KYC documents (PAN, Aadhaar, bank proof, address proof, income proof, photograph, signature, etc.) as per SEBI and exchange guidelines.
Perform name matching, address verification, signature verification, and document authenticity checks.
Coordinate with clients, relationship managers, and branch teams for missing or incorrect documents and ensure timely closure of queries.
Upload and process applications on the depository (NSDL/CDSL), exchange, and internal systems; generate client codes and activate trading & demat accounts.
Ensure 100% compliance with KYC norms, PMLA guidelines, and risk categorization of clients.
Maintain accurate records, update client master data, and handle modifications (address, bank, nominee, email, mobile, etc.).
Resolve account opening related escalations and support audit/compliance queries.
Meet daily/weekly productivity and quality targets while maintaining zero critical errors.
Stay updated on regulatory circulars related to KYC, account opening, and client onboarding.
Assist in periodic KYC reviews, re-KYC, and dormant account reactivation processes as required.
Required Qualifications & Skills
Graduate in any discipline (preferably Commerce, Business Administration, or related fields).
1–3 years of experience in accou
📌 Account Opening Executive – Kyc Department Lajpat Nagar
🏢 Standard Securities & Investment Intermediates
📍 Lajpat Nagar