To be successful as an “Fixed Income Trade Surveillance Advisory”, you should have experience with:
A proven track record in the implementation and ongoing maintenance of a Markets Surveillance program including oversight/strong contributions to the associated market abuse risk assessment process.
Robust understanding of Market Surveillance risks/typologies, especially in the Fixed Income space, and how they present themselves in the underlying data and transaction flows of the various products traded.
Valuable understanding of the power of analytics to supplement global surveillance strategies.
Detailed understanding of applicable regional and global laws and regulations which govern and inform surveillance activities (e.g. MiFID II, MAR etc).
Excellent understanding of how Compliance and its sub-functions interact with each other and the business and how Surveillance work with these areas to meet our functional objectives.
Solid understanding of Global markets; asset classes, trading platform/venues.
Expertise in Fixed Income and related derivatives.

📌 Fixed Income Trade Surveillance Advisory Vice President Pune
🏢 T D Newton & Associates
📍 Pune