About Company:

Svamaan financial Pvt. Ltd. is a microfinance institution (MFI) that helps its women customers in rural villages become economically self-sustainable by providing micro-loans. We are a recent-age NBFC-MFI following a data-based approach towards meeting the twin goals of financial inclusion and driving impact for our customers.

Work Experience: Minimum 8 to 12 years

Type: Full time (work from office)

Location: Nariman Point, Mumbai

Working days: Monday to Friday & Alternative Saturday (2nd & 4th Saturdays are off)

Key Responsibilities:
Regulatory Compliance Monitoring
Monitor RBI circulars, notifications, master directions, guidelines, and other regulatory developments applicable to NBFCs.
Assess the impact of recent and amended regulations on various business functions.
Ensure regulatory requirements are incorporated into internal policies, SOPs, and operational processes.
Maintain a repository of applicable regulatory requirements and compliance obligations.
Compliance Audit
Develop and execute a risk-based Regulatory Compliance Audit Plan.




Conduct periodic audits across business functions
Evaluate adherence to RBI regulations, internal policies, board-approved frameworks, and statutory requirements.
Perform thematic and focused reviews based on regulatory risks.
Gap Assessment & Reporting
Identify regulatory non-compliances, control weaknesses, and process gaps.
Conduct root cause analysis for audit observations.
Prepare detailed audit reports highlighting:
Nature of non-compliance
Regulatory reference
Business impact
Risk rating
Corrective action recommendations
Present findings to senior management and relevant stakeholders.
Corrective Action Tracking
Work closely with business and functional teams to implement corrective actions.
Monitor progress against agreed action plans.
Validate closure of audit observations through follow-up reviews.
Escalate unresolved or overdue observations to man

📌 Lead Internal Audit Mumbai
🏢 Svamaan
📍 Mumbai