Industry: NBFC / Financial Services

Qualification: Chartered Accountant (CA) Mandatory

Experience: 2–5 years

Location: Jaipur

Role Overview

We are looking for a Chartered Accountant to establish and manage the Internal Audit function of the Company. The role will be responsible for developing a risk-based audit framework, conducting internal audits across key business functions, identifying control gaps and ensuring timely implementation of corrective actions.

Key Responsibilities
Establish the Internal Audit framework, policies, audit universe and annual audit plan.
Conduct risk-based audits across lending, credit, disbursement, collections, finance, operations and other key functions.
Review loan files, underwriting processes, documentation, approvals and adherence to internal policies.
Evaluate internal controls, maker-checker mechanisms, approval matrices and process compliance.
Review compliance with applicable RBI regulations and internal policies, including KYC/AML and other NBFC requirements.
Identify control weaknesses, operational risks, process gaps and potential fraud risks.
Prepare Internal Audit reports with transparent observations,



risk assessment and recommended corrective actions.
Track audit observations and ensure timely closure by respective process owners.
Present key audit findings and periodic updates to senior management / Audit Committee.
Coordinate with Statutory Auditors, Compliance, Risk and Finance teams wherever required.

Candidate Profile
Chartered Accountant (CA) – Mandatory.
0–3 years of relevant experience in Internal Audit / Risk / Controls.
Prior experience with an NBFC, Bank or lending-focused financial institution preferred.
Positive understanding of lending operations, credit processes, collections and financial controls.
Working knowledge of RBI regulations applicable to NBFCs.
Robust analytical, audit documentation and report-writing skills.
Ability to independently establish and manage the Internal Audit function.
Hands-on approach with the ability to work in a growing organisation.

Key Skills Internal Audit | Risk & Controls | NBFC Regulations | Lending & Credit | Financial Controls | KYC/AML | Audit Reporting | Process Review | Regulatory Compliance

📌 Internal Auditor Jaipur (India)
🏢 Ascend Capital
📍 India