Job Title: Head of Compliance (Fin Tech)
Location: Mumbai, India
Keywords: Compliance - Payment Aggregator/Gateway - Fin Tech - NBFC - CS
About the Role
Looking for an experienced and highly driven individual to lead and strengthen the internal compliance framework as the company scales. This role will be critical in ensuring regulatory adherence, corporate governance excellence, and building robust compliance systems aligned with a fast-growing fintech environment.
Qualifications & Experience
Qualified Company Secretary (CS) with membership of ICSI
LLB or additional legal qualification preferred
5-10 years of experience , with significant exposure to the fintech / financial services sector
Solid understanding of RBI regulations, NBFC frameworks, PA/PG (Payment Aggregator/Payment Gateway) regulations, payment systems, and digital finance ecosystem
Experience working with or advising Payment Aggregators, Payment Gateways, fintech companies, NBFCs.
Demonstrated experience interacting with regulators including RBI, SEBI, MCA, FIU-IND, law enforcement agencies,



and other statutory authorities.
Exposure to fundraising, investor due diligence, board governance, data room preparation, and compliance readiness for strategic investments.
Experience in scaling compliance frameworks in a high-growth environment
Key Responsibilities
Compliance Framework & Strategy
Design, implement, and enhance internal compliance and governance framework
Ensure adherence to RBI, SEBI, Companies Act, FEMA, and related regulations
Anticipate regulatory changes and align internal policies proactively
Monitor changes in regulatory requirements and recommend updates to policies, procedures, and internal controls
Regulatory Affairs and Government Interface
Act as the primary interface with RBI, MCA, SEBI, FIU-IND, law enforcement agencies, and other regulatory authorities
Lead responses to regulatory queries, inspections, audits, notices, and enforcement proceedings
Ensure timely and accurate respo

📌 Head Compliance (Maharashtra)
🏢 Todd Consulting
📍 Maharashtra