Key Accountabilities

Executing the delivery of the Kotak IAD’s Audit plan for the calendar year.

• To assist the Team Supervisor / Team Lead on assigned audit work of KMBL
Businesses & Processes. This will entail working on the audit to deliver the
Audit Planning Memo, Controls Document, agree issues & action plans with
management and submission of draft report to the Team Supervisor.

• Demonstrate sound knowledge of both business/technical areas and expert
knowledge in the audit process, including the IA systems, to ensure that audit
work is carried out with a high standard that meets all methodologies.

• Demonstrate sound knowledge of regulations governing the bank (RBI, IRDA,
SEBI, FEMA, FIMMDA, FEDAI, FATCA, NDS-OM, etc.)

• Conducts reviews to understand end-to-end process, evaluate and highlight key
control deficiencies, analyse root cause and discuss / agree with management for
effective and timely remediation plans.

• Manage individual workflow to ensure timely report deliveries with quality
articulation of audit queries

• Writing high quality audit reports.



To embrace and demonstrate effective Audit
report writing & presentation skills from E2E perspective (Planning, Execution,
Discussion, Clarification, Finalisation, Documentation into system etc.)

• Endeavouring to update awareness of risk issues and changes across relevant
business units and use this knowledge to update the audit approach.

• Driving and leading discussions with relevant stakeholders regarding audit
observations, consulting with IAD team supervisors / Team Leads.

Decision-making and Problem Solving

• Take into account reputation of Kotak at all times, through positive
interactions and adhering to policies, procedures and manuals.

• Set an example and supports fair and ethical behaviour.

• Make sure you are equipped to be able to protect our reputation at all
times.

• Challenge others where appropriate, if you believe self to be correct.

• Endeavour to be part in decision mak

📌 Audit Executive-SUPPORT SERVICES-Internal Audit (Mumbai)
🏢 Kotak
📍 Mumbai