Description
Major Deliverables: Indicative, not exhaustive
- Assist in preparation of the Risk Based Internal Audit Plan
- Conducting a comprehensive audit program including management, system, financial, compliance and operational audits
- Execution of audit procedures, including identifying and defining issues, developing criteria, reviewing and analyzing evidence, and documenting client processes and procedures.
- Ensure methodical documentation of work plans, testing results, conclusions and recommendations and timely completion of Audits
- Carrying out extensive data analytic techniques (Knowledge of Excel / Idea / ACL / SAP / Tableau)
- Pursues professional development opportunities, including internal and external training and professional association memberships, and shares information gained with co-workers
- Adhere to quality initiative within the department, maintaining a solid Quality Assurance and Improvement Program (QAIP)
- Compliance with International Professional Practice framework & standards
- Conducting interview, reviewing documents,



developing and administering surveys, composing summary, memos, and preparing working papers.
- Draft internal Audit reports and communicate effectively to management
- Provide audit administration support
- Assist in preparation for Pre Audit Committee and Audit Committee meetings

Specialized job competencies:
- Thorough understanding of Governance, Risk and Compliance
- Thorough understanding of Indian GAAPs, COSO, RBI regulation, IFC and IIA Standards for the Skilled Practice of Internal Auditing.
- Highly refined analytical skills to quickly review and analyze business processes to identify control deficiencies as well as business operating problems and opportunities.
- Ability to develop and demonstrate the effective use of financial systems and controls to facilitate the execution of risk-based audits

Educational Qualification:
- Chartered Accountant and preferably statutory audit experience of a NBFC

📌 Senior Manager (Thane)
🏢 Tata Capital
📍 Thane