About Our Company

Ameriprise India LLP has been providing client based financial solutions to help clients plan and achieve their financial objectives for 20 years. We are part of Ameriprise Financial Inc., a US financial planning company headquartered in Minneapolis with a global presence and diversified financial services leader with more than $1.5 trillion in assets under management, administration and advisement as of year-end 2024. The firm’s focus areas include Asset Management and Advice, Retirement Planning and Insurance Protection.

Be part of an inclusive, collaborative culture that rewards you for your contributions, and work with other talented individuals who share your passion for doing outstanding work. You’ll also have plenty of opportunities to make your mark at the office and a difference in your community. So, if you're talented, driven and want to work for a strong, ethical company that cares, take the next step and create a career at Ameriprise India LLP.

Job Description





Drive effective supervisory oversight and risk management by enabling Registered Principals (RPs) to meet regulatory and compliance expectations through structured governance, proactive monitoring, and disciplined execution of supervisory processes.

Key Responsibilities
- Prepare for and meet with each RP periodically,
- Assist with follow-up requests as needed,
- Assist with meeting prep and/or scheduling as needed
- Proactively reach out to advisors to ensure completion of Compliance Tracker, Required Training items, IRA Rollover alerts, etc.
- Assist RP with audit preparation, scheduling, and responses to internal and external business partner requests.
- Use Managed Account Annual Review (MAAR) reporting to ensure 402113s are submitted in a timely fashion.
- Submit 402113s on a monthly basis
- Review semi-annual reporting of late MAARs to determine which were turned into APWG by a field advisor after the MAAR was overdue.
- Assist with preparation for Practice Assessments, inc

📌 Senior Supervision Support Associate (Noida)
🏢 Ameriprise
📍 Noida