Company:
Marsh Corporate
Description:
Job Title: Deputy Manager - Compliance
Reporting To: Deputy Head of Compliance Monitoring (UK)
Department: Compliance Monitoring
Division: Legal, Compliance & Public Affairs
Location: GGN, Mumbai, Pune
General overview
Compliance Monitoring is part of the UK Regional Compliance function, part of the Second Line of Defence (“2LOD”) which supports Marsh UK businesses (Marsh, Mercer and Guy Carpenter).
What can you expect?
The Compliance Monitoring Analyst will work within the Compliance Monitoring team, to support the Head of Compliance Monitoring in delivering a risk-based compliance monitoring programme across Marsh UK.
Fully integrate with and become part of the Compliance Monitoring Team in the UK to understand the needs of the team and proactively provide technical and administrative support.
What you need to have:
Complete individual monitoring reviews in accordance with the agreed methodology and process; and ensuring that, where issues are identified, remedial actions are agreed with and carried out by the business.




To carry out transactional monitoring and testing; to assist with ad hoc data queries arising from Compliance Monitoring reviews.
To assist in the design and delivery of a robust data analytics, automation, and reporting framework to support Compliance Monitoring in the UK.
What makes you stand out?
Compliance Monitoring Reviews:
Understands the processes required to complete a Compliance Monitoring review.
Able to manage / support all components of a review (including scope and approach) to ensure that reviews are delivered to the expected quality within the agreed timeframe.
Works closely with the business units’ senior management to ensure that the issues identified are clearly understood, that there is appropriate commitment to remedial actions and action taken adequately addresses those issues.
Carries out peer reviews of completed monitoring reviews, to support the Head of Monitoring in exercising oversig

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