Interactive Brokers seeks an FIU Surveillance Analyst who is hardworking, detail-oriented, careful and a problem solver. This Analyst will be based in the (x) office and will assist in reviewing and analysing the cashiering activities of the firms clients in accordance with the firms AML/CTF policy. This role requires high energy and the ability to learn recent skills in a dynamic environment.
Responsibilities:
The role has regional responsibility and will involve:
- Assist in the monitoring and surveillance of cashiering transactions by IBKR clients in the Asia Pacific region; with specific focus on transactions for IBHK and IBSG.
- Communicate with clients on monitoring and surveillance-related matters.
- Reviewing and providing suggestions to enhance existing surveillance system/reports.
- Implement approved enhancement changes and changes required due to regulatory changes.
- Staying up to date with changes in market conduct, AML and other related regulations,




- Staying up to date with APAC and international developments in relevant areas of regulations and law.

Required Qualifications and Skills:
- Familiarity with AML/CTF Rules.
- Fluency in English (both written and spoken) is essential.
- Good communication skills and client service experience would be advantageous.
- Good quantitative, analytical, and problem-solving skills
- Solid academic background with relevant qualifications
- Have a 'can do' attitude and willingness to learn.
- Good organisational skills with the ability to multi-task, prioritise and work with minimal supervision.
- Ability to work in a small-team environment
- A high degree of comfort and fluency with computers and technology, an understanding of how technology is applied to business and regulatory problems, or an ability to develop this rapidly.

📌 AML Surveillance Analyst (Mumbai)
🏢 Interactive Brokers
📍 Mumbai