JOB DESCRIPTION

Help shape the engine that keeps markets moving—delivering accurate, timely, and controlled securities trade processing. Lead teams and partners across Operations, Technology, and Client stakeholders to improve stability, speed, and transparency. Drive smarter workflows through automation, disciplined controls, and a relentless focus on client outcomes.

Job Summary

As an Executive Director within Securities Trade Processing, you oversee the full lifecycle of securities trades from capture and confirmation through settlement and fail management. You lead operational performance, strengthen controls and governance, and partner cross-functionally to resolve complex trade and settlement issues. You drive process improvement, reporting discipline, and readiness for audits, change, and business continuity events

Job Responsibilities
- Lead end-to-end securities trade processing across capture, confirmation, settlement, and fails.
- Oversee daily trade capture validation and accurate booking into internal systems.
- Manage trade confirmations to ensure timely,



accurate counterparty and client communication.
- Supervise settlement execution to meet market, custody, and regulatory timelines.
- Investigate fail trades, identify root causes, and implement corrective and preventive actions.
- Ensure compliance with regulatory requirements, internal policies, and industry standards.
- Mitigate operational risk through robust controls, governance, and exception management.
- Partner with Client Ops, Technology, and counterparties to resolve breaks and settlement issues.
- Drive automation and continuous improvement initiatives to enhance efficiency and quality.
- Monitor KPIs, exceptions, and EOD/intraday critical reports, escalating issues appropriately.
- Support audits, BCP preparedness, and change delivery for new products and system enhancements

Required qualifications, capabilities and skills
- Demonstrate deep knowledge of securities trade lifecycle pr

📌 Executive Director (Mumbai)
🏢 JPMorganChase
📍 Mumbai