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Risk Operations Lead, HSBC Invest Direct Securities (India) Pvt. Ltd.(HISL)
Position Details
Department: Risk & Operations
Location: Mumbai
Job Summary
The Risk Operations Manager will own and manage risk operations & controls across trading activities for HISL. You will be responsible for daily monitoring of margin adequacy, exposure limits, and client risk parameters; overseeing pre-trade risk checks in the Risk Management System (RMS); managing margin calls, shortfall processes, and collateral monitoring; and ensuring compliance with SEBI/Exchange/clearing corporation/depository risk-management frameworks & obligations. You will handle exceptional scenarios like corporate actions impacting positions,



ensure segregation of funds between bank and broking entity, and work closely with the Clearing team on MTM, pay-in/pay-out reconciliation, and risk incident reporting.
Core Responsibilities & Duties
Risk Monitoring & Surveillance
Monitor real-time margin utilization, exposure limits, and collateral coverage across all client accounts and proprietary trading
Oversee pre-trade risk checks in the RMS; ensure limits (position limits, margin sufficiency, buy-sell exposure) are enforced before order acceptance
Track intra-day MTM (Mark-to-Market) and end-of-day margin requirements; escalate shortfalls and initiate margin calls or square-off procedures
Maintain risk dashboards and generate daily risk reports for management and clearing corporations
Margin & Collateral Management
Manage margin collection, shortfall follow-up, and enforcement of margin calls; coordinate with clients and operations for margin top-ups
Oversee collateral management

📌 Vice President Risk Operations Lead (Mumbai)
🏢 HSBC
📍 Mumbai