Role Summary:

As a Risk Management Specialist, you will play a crucial
role in safeguarding the financial stability of a leading stock broking
company. Your primary responsibilities will involve overseeing risk management.
processes, ensuring compliance with regulatory requirements, and accurately
reporting to relevant exchanges.

Key Responsibilities:

- Risk
Assessment and Mitigation:

- Conduct
comprehensive risk assessments, identifying potential threats to the
company's financial health.

- Develop
and implement effective risk mitigation strategies to minimize exposure
to market, credit, liquidity, and operational risks.

- Monitor
and manage risk exposures on a daily basis.

- Regulatory
Compliance:

- Ensure
adherence to all relevant regulatory guidelines and industry best
practices.

- Stay
updated on regulatory changes and their implications for the company.

- Prepare
and submit regulatory reports to authorities such as SEBI (Securities and
Exchange Board of India).

- Exchange
Reporting:

- Prepare
and submit accurate and timely reports to stock exchanges as per their
requirements.

- Reconcile
exchange data with internal systems to ensure consistency and accuracy.

- Risk
Management Systems:

- Implement
and maintain risk management systems and tools.

- Develop
and refine risk reporting metrics and dashboards.

- Incident
Management:





- Respond
to risk -related incidents promptly and effectively.

- Conduct
root cause analysis to prevent future occurrences.

- Stakeholder
Communication:

- Communicate
risk -related information to senior management, compliance officers, and
other relevant stakeholders.

- Provide
risk management training and awareness to staff.