Senior Executive / AM - Client Registration / DP (Bengaluru)

Senior Executive / AM - Client Registration / DP (Bengaluru)

17 Aug
|
Wealthy.in
|
Bengaluru

17 Aug

Wealthy.in

Bengaluru

Verification of Account opening forms and supporting documents

Uploading UCC/DP details to Exchange(s)/ Depository.

Verify and process of Account modifications

Process knowledge and verification of Transfer cum closure in DPs

Process knowledge of KRA / CKYC.

Issuing and maintaining of DIS Slips.

Client risk profiling and updating in Back Office.

Ensuring all Compliance requirements from KYC perspective.

Generating the various reports for Excheng/SEBI inspections.

Ensuring KYC reviews are undertaken to the required quality standards on a timely basis

Be updated on the latest circulars and developments of NSE/BSE/MCX/SEBI

Taking care off all the onboarding process of the clients.

Requirements

Requirements:

1

Knowledge in MS-Excel

2

Valuable communication

3

Knowledge in Capital Market will be an added advantage

Qualification

1

Post Graduation/Graduation

📌 Senior Executive / AM - Client Registration / DP (Bengaluru)
🏢 Wealthy.in
📍 Bengaluru

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