- Review and understand various applicable regulatory compliance regulations, interpret the requirements and check policies, procedures, files and transactions for compliance.
- Responsibilities include analysis, problem solving and testing samples of work of others for compliance with underlying regulations and policies and procedures.
- Deliver high-quality work products and assist other team members within the service line.
- Adhere to the work plan defined by the Senior/Manager
- Support the team in providing other compliance related services to financial services and other industry clients as required.
- Participate in calls with the onshore (US) team to discuss team progress, quality and productivity.
- Team player with good interpersonal and communication skills.
Essential Qualifications and Experience
- Master’s or bachelor’s degree in accounting or finance (M. Com/B. Com/MBA). Major in Banking would be a plus.
- Minimum 5 years of experience in the banking industry. Experience in reviewing and interpreting regulations, policies and procedures in areas such as deposits, loans,
and other banking-related regulations, and verifying compliance with these requirements is strongly preferred.
- Familiar with calculation of interest workings
- Prior experience of working with overseas teams is desirable.
- Experience working with US based financial institutions is an added advantage.
Skills and qualifications
- Good spoken and written English
- Self-motivated and detail-oriented
- Strong desire and capacity to learn
- Ability to plan and prioritize multiple projects, follow through on requests, take initiative, work under pressure and meet deadlines.
- Able to generate quality work product in a timely manner with strong attention to detail.
- Able to communicate well with team members across US and India.
- Ability to grasp new things quickly and apply learnings
- Team player with strong interpersonal and communication skills
- Valuable knowledge of Microsoft Outlook, Excel and Word, and Adobe. Prior experience with CaseWare is a plus.