- Liaison with the senior management and / or board on AML/ CTF issues
- Liasioning with independent auditors on the AML/ CTF manual
- Serving as nominated MLRO /Office in Lithunia
- Consideration of any regulatory feedback regarding the reporting of entity’s risk management performance
- Liasioning with the Financial Intelligence Unit and making STR investigations and /or filings on GOAML, as applicable
- Acting as the contact officer for regulatory compliance matters such as reporting STR’s, Quarterly Income
Statements, Accounting requirements etc.
- Contributing to the design, implementation and maintenance of internal AML/ CTF compliance manuals,
policies, procedures and systems, including as applicable from time to time.
- Procedures for processing (Instrument) applications to the BOT for their approvals for current designated services or delivery channels
- Ensuring AML/ CTF compliance is measured and as applicable, rewarded in the performance review process
- Conducting initial due diligence and ongoing evaluation of partners and other third-party service providers
- Keeping relevant records in accordance with local regulatory provisions and acts
- Coordinating periodic internal reviews of AML/ CTF compliance at partner offices
- Ongoing partner analysis and transaction analysis
14.
Identifying
High, Medium and Low partners
- Prepare an analysis report on a quarterly basis
- Prepare a Compliance report on a monthly basis
- Timely submission of all regulatory report