Job Description
Kotak Institutional Equities is India’s leading institutional brokerage and electronic trading businesses, providing execution, research, algorithmic trading, DMA, and derivatives trading solutions across Indian capital markets.
Position Summary
We are seeking an experienced Technology Governance, Risk & Compliance (IT GRC) professional to establish and drive a robust technology governance framework across the organization. This role will be responsible for ensuring continuous compliance with regulatory requirements, Exchange (NSE/BSE), SEBI technology guidelines, cybersecurity frameworks, and internal IT governance standards.
The incumbent will partner closely with Infrastructure, Information Security, Application Development, Dev Ops, Network, Product, Business, Risk and Compliance teams to ensure technology controls are embedded into day-to-day operations, making the organization audit-ready at all times.
This is a highly visible role requiring robust technical understanding, governance expertise, stakeholder management, and regulatory awareness.
Key Responsibilities




Technology Governance
- Develop, implement and continuously improve the organization’s IT Governance framework.
- Establish governance processes covering Infrastructure, Applications, Networks, Cloud, Information Security and IT Operations.
- Define and maintain IT policies, standards, procedures and control frameworks.
- Ensure governance processes are aligned with business objectives and regulatory expectations.
Regulatory & Technology Compliance
Own end-to-end compliance for technology-related regulatory requirements including:
- NSE System Audit
- SEBI Technology & Cyber Security Circulars
- CERT-In advisories
- Information Security standards
- Internal Technology Policies
Responsibilities include:
- Performing regulatory impact assessments
- Maintaining compliance matrices
- Tracking implementation of regulatory changes
- Monitoring compliance status across IT functions
- Coordin

📌 Avp / chief manager – technology governance, risk & compliance (Mumbai)
🏢 Kotak Securities
📍 Mumbai