Hi,
This is with regards to an opening with a Global Financial Services Firm in Mumbai
Role - Executive Director - Middle Office Operations
Skills - Settlements, Confirmations, Payments, Listed Derivatives, Treasury, Corporate Actions, Collateral Management
Exp - 15+ years
Responsibilities:
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Understanding of overall and specific risks within the process, controls - able to mitigate such risks and other risks, in supporting the business. Document the open risks, assess magnitude and formulate actions.
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Wealth processing knowledge with specific focus on shared services ie MO, settlements, Asset Servicing and Corporate Action type of foundation or initial years
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Ensure risks, controls, procedures and enhancements are documented / updated appropriately and sit within the remit of applicable policies. Encourage transparency within the onshore and offshore teams in highlighting and escalating gaps / issues / outliers.
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Able to provide the leadership to the team for running the on-boarding/rolling review or transaction processing on a timely manner or ahead of schedule.
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Able to attract, train and retain talent in the team and work proactively on developing individuals within the team to take additional responsibilities
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Able to provide proper guidance to the team on required standard and ensure delivery of quality review without major defects and lead SLA discussions based on explicit KPI/KRI metrics.
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Understand and clearly document work drivers for the Operations team and use the map and measure process to drive productivity
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Ensure running a data driven and metrics-oriented organization is able to work with technology partners to leverage all traditional and modern sources of automation including AI
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To develop effective bench strength within the team that allows for working back up arrangements and guards against key man risks and concentration of process knowledge with few individuals
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Identify system / process enhancement focusing on controls and efficiency a

📌 Executive director (Mumbai)
🏢 company
📍 Mumbai