Job Type: Full-time

This job is with Deutsche Bank, an inclusive employer and a member of myGwork – the largest global platform for the LGBTQ+ business community. Please do not contact the recruiter directly. Position Overview Location: Mumbai, IndiaRole DescriptionThe Compliance Department protects the Bank by advising on ethical conduct, identifying regulatory solutions, safeguarding integrity and reputation, and in partnership with the business. Given the increasing regulatory scrutiny and the need to implement a robust and globally consistent control framework, an effective Central Compliance function is a key component to the Department’s success.The position will be based in Mumbai, India and requires the candidate to work in APAC shift.What we’ll offer youAs part of our flexible scheme, here are just some of the benefits that you’ll enjoyBest in class leave policyGender neutral parental leaves100% reimbursement under childcare assistance benefit (gender neutral)Sponsorship for Industry relevant certifications and educationEmployee Assistance Program for you and your family membersComprehensive Hospitalization Insurance for you and your dependentsAccident and Term life InsuranceComplementary Health screening for 35 yrs. and aboveYour key responsibilitiesOverseeing and conducting the daily surveillance for alerts generated in Trade, Information Barrier and Communication Surveillance and action the same in a timely manner.Liaise with Country Compliance Officers, the business, Operations to investigate surveillance alerts as necessaryWorking with key stakeholders (e.g. Business, Technology, Third party vendors) to identify and implement enhancements to surveillance systems and programsAbility to multitask, the prospective candidate will be dealing with multiple requests and working on different surveillance verticals across regions.



It is critical that requests are managed in an orderly and timely mannerMaintaining effective and constructive working relationships with staffs located in other regions to deliver the surveillance programAdditional duties (BAU/ Non-BAU) as assignedYour skills and experienceEducation and Experience:At least 2+ years of experience in relevant field, preferably in Trade / Information Barrier SurveillanceBachelor’s or Master’s in the field of Commerce or Finance / MBA in finance or related fieldAdvanced degree or relevant certifications (e.g., CFA, CAMS) is a plusProficiency in Data analysis and MS Office (esp. Advanced Excel + PowerPoint)In-depth knowledge of trade life cycle and market structureGood understanding of products such as Equity, Fixed Income, Foreign Exchange, Listed Derivatives and Information barrier surveillanceExcellent written and verbal communication skillsAbility to convey complex surveillance findings to both technical and non-technical stakeholdersWe are looking for a collaborative team member who values connection and actively contributes to our workplace culture by participating in team-building events and firm-wide sessionsProven ability to leverage AI tools to enhance productivity, optimise workflows to solve business problems, while applying critical judgment to ensure responsible and ethical use of data and AI outputs.How we’ll support youTraining and development to help you excel in your careerCoaching and support from experts in your teamA culture of continuous learning to aid progressionA range of flexible benefits that you can tailor to suit your needsAbout us and our teamsPlease visit our company website for further information:https://www.db.com/company/company.html We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively.Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group.We welcome applications from all people and promote a positive, fair and inclusive work setting.

📌 Central Compliance, NCT (Mumbai)
🏢 Deutsche Bank
📍 Mumbai