Job Type: Full-time

This job is with Deutsche Bank, an inclusive employer and a member of myGwork – the largest global platform for the LGBTQ+ business community. Please do not contact the recruiter directly. Position Overview Role DescriptionThe role is an extension of the onshore Global GFCT Business Management & Control team. The Control function is an important role in monitoring, managing and mitigating FIC Operational Risk.What we’ll offer youAs part of our flexible scheme, here are just some of the benefits that you’ll enjoyBest in class leave policyGender neutral parental leaves100% reimbursement under childcare assistance benefit (gender neutral)Sponsorship for Industry relevant certifications and educationEmployee Assistance Program for you and your family membersComprehensive Hospitalization Insurance for you and your dependentsAccident and Term life InsuranceComplementary Health screening for 35 yrs. and aboveYour key responsibilitiesOperate and oversee GFCT Business Control Unit (BCU) controls, including but not limited to:Annual Client Interaction Inventory ReviewBook Access - Employee Transfer ReviewCommitment Letters Population Completeness and Good to Sign (GTS) SamplingCompetitive Bids - Annual ReviewComplaints HandlingEntitlements controlExternal legal counsel reviewInducement Log Annual Compilation & CertificationMarketing Materials ReviewNPA T+1 Breach ControlReminder to lead banker that has deals on the bank's watch listSyndicate Deal Checklist (GFCT)Trader Mandate Breach - Review and ValidationUS Best Execution ControlUS Swaps Timeliness ControlVolcker - Limit Breach Alerts - ReviewTrader Mandates - Assist with maintaining trader mandates for businesses within GFCT,



review trader mandate breaches and exception reports.Manage all aspects of Front Office Operational risk including operational and financial integrity issues, Self-Identified Issues, Audit Findings, Compliance testing findings, etc.Liaison with Desk heads and DCO on various level BAU 1 controls, support a variety of controls which ensure the business is managed on a run-the-bank basis (e.g, Marketing Materials & Pitchbook controls, Client Complaints controls, Information barrier controls).Provide analytical support to the BCU team and senior management decision making.Audit portfolio remediation and tracking of audit findings towards closure, assist in administrative processes in Audit tracking system.Support the business led Risk & Control Self Assessment.Support a variety of GFCT governance forums from pre-meeting, meeting and post-meeting through assistance with production, review, enrichment and analytics tasks. These include Volcker Business Control Forum, global Operational Risk Meeting, UK Senior Management Function meetings, 1LOD Surveillance meeting, FIC Non-Standard Margin Forum, Business Selection Forum,



and a number of others.Your skills and experienceMBA in Finance from a premier institution or a CA with relevant experience.4-7 years work experience in banking domain working on regulatory projects/ operational risk management/ audit of controls and/ or associated processes, etc.Strong interpersonal and excellent verbal and written communication skills. Experience in conducting and driving meetings with senior stakeholders.Robust computer skills, particularly in dealing with high volume of data, management of databases and Excel. Advanced exposure to Word and Powerpoint is must.Strong analytical skills and ability to formulate clearly and present information in a compelling manner.Confident to question the status quo business practice / existing control framework.Knowledge of Trade Lifecycle of FIC Products (front to back) would be an added advantage.Proven ability to leverage AI tools to enhance productivity, optimise workflows to solve business problems, while applying critical judgment to ensure responsible and ethical use of data and AI outputs.How we’ll support youTraining and development to help you excel in your careerCoaching and support from experts in your teamA culture of continuous learning to aid progressionA range of flexible benefits that you can tailor to suit your needsAbout us and our teamsPlease visit our company website for further information:https://www.db.com/company/company.html We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively.Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group.We welcome applications from all people and promote a positive, fair and inclusive work environment.

📌 GFCT Business Control Unit, AVP (Mumbai)
🏢 Deutsche Bank
📍 Mumbai