18 Aug
|
Wells Fargo
|
Hyderabad
18 Aug
Wells Fargo
Hyderabad
About this role:
Wells Fargo is seeking a Compliance Senior Manager
In this role, you will:
Manage and lead team with the implementation of the companywide compliance program with moderate to high risk complexity
Establish, implement, and maintain risk standards and programs to drive compliance with federal, state, agency, legal and regulatory and Corporate Policy requirements
Provide compliance risk and regulatory expertise for compliance program elements
Identify and recommend opportunities for process improvement and risk control development
Lead the reporting, escalation, and timely remediation of issues, deficiencies or regulatory matters regarding compliance risk management
Report on the Compliance Program to more experienced compliance leaders, committees, and appropriate business management
Make decisions and resolve issues to meet business objectives
Interpret policies, procedures, and compliance requirements
Collaborate and influence all levels of professionals including managers
Build relationships with corporate, business leaders, Legal, Audit,
regulators and industry partners on risk related topics
Lead team to achieve objectives
Manage allocation of people and financial resources for Compliance
Develop and guide a culture of talent development to meet business objectives and strategy
Required Qualifications:
7+ years of Compliance experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
3+ years of management or leadership experience
Desired Qualifications:
12+ years of experience in Compliance, Market Conduct, Surveillance or related control functions.
Significant experience managing Trade Surveillance and/or Communications Surveillance programs within a global financial institution.
Proven people leadership experience managing teams across multiple compliance disciplines.
Demonstrated experience engaging with senior stakeholders across global organizations.
Expe
📌 Compliance Senior Manager (Hyderabad)
🏢 Wells Fargo
📍 Hyderabad