Job Description: Associate Manager - Depository Ops & Compliance

Key Responsibilities
Depository Operations Management
Oversee the end-to-end lifecycle of depository activities, including Demat/Remat requests, pledged/unpledged instructions, and transmission of shares.
Manage the Settlement process for pay-in and pay-out of securities, ensuring zero errors in client collateral or pool accounts.
Reconcile depository holdings with back-office records on a daily basis.
Regulatory Compliance & Reporting
Act as the primary point of contact for depository audits (NSDL/CDSL/SEBI).
Ensure timely submission of regulatory filings, including Monthly/Quarterly Compliance Reports and Surveillance alerts.
Monitor and implement changes in SEBI circulars and Depository guidelines to ensure the firm’s systems and processes remain compliant.
Risk Management & Grievance Redressal
Mitigate operational risk by maintaining strict control over Power of Attorney (PoA)



and DDPI (Demat Debit and Pledge Instruction) usage.
Address and resolve client queries and grievances related to depository services within the stipulated SCORES or exchange timelines.

Required Skills & Qualifications
Education: Bachelor’s degree in Commerce, Finance, or Law. An MBA or CS (Company Secretary) qualification is a significant plus.
Certifications: Mandatory NISM Series VI (Depository Operations)
Technical Proficiency: Advanced knowledge of depository software (e.g., DPM, CDAS) and back-office ERPs.
Attention to Detail: High accuracy in data handling—because in operations, a misplaced decimal can lead to a massive regulatory headache.

Pay: ₹40,000.00 - ₹80,000.00 per month

Advantages:
Health insurance
Leave encashment
Paid sick time
Paid time off
Provident Fund

Work Location: In person

📌 Dp Compliance Surat
🏢 Jainam broking
📍 Surat