About the job

About the Company

Systematix Group is a leading diversified financial services firm offering a wide range of solutions, including Investment Banking, Institutional Equities, Wealth Management, Retail Broking, NBFC and Asset Management. With 40+ years of legacy & 300+ experienced professionals, Systematix has built a solid track record of delivering value-driven solutions to clients across multiple sectors. We are committed to being a lifecycle partner for businesses, providing strategic and financial guidance at every stage of their journey.

Business: - Wealth Business

Role: - Compliance Manager

Experience: - 10 to 15 years

Location: - Mumbai, Kolkata, Ahmedabad, Pune, Delhi

Role Summary

The role involves independently managing regulatory and legal compliance for the Companys SEBI-regulated businesses, including Portfolio Management Services (PMS), Alternative Investment Funds (AIF) and Mutual Fund Distribution (MFD). The position requires robust regulatory interpretation skills, hands-on experience with filings, audits and inspections,



and the ability to partner with business teams to strengthen governance frameworks.

Key Responsibilities
Independently manage regulatory and legal compliance for the Company's SEBI-regulated businesses, including Portfolio Management Services (PMS), Alternative Investment Funds (AIF), Registered Investment Adviser (RIA), Research Analyst (RA), and Mutual Fund Distribution (MFD).
Interpret SEBI regulations, circulars, and regulatory updates, and drive implementation across business functions.
Ensure timely completion of regulatory filings, statutory submissions, periodic reports, and disclosures.
Maintain statutory records, compliance registers, documentation, and audit trails in accordance with regulatory requirements.
Review agreements, investor documentation, business contracts, and operational documents from a regulatory and legal compliance perspective.
Provide legal and compliance support for

📌 Compliance Officer Mumbai
🏢 Systematix Shares & Stocks
📍 Mumbai