We are seeking an experienced Internal Auditor for our Mumbai office. As an Internal Auditor, you will perform Compliance, Financial, and Operational audits to determine the accuracy of financial records, effectiveness of prudent business practices, and compliance with policies, procedures, and regulations.
Key Responsibilities:
Conducting internal audits of our global regulated brokerage entities to ensure compliance with regulatory requirements and internal policies.
Delivering crucial contributions during planning, field work and presentation of findings from the audit work.
Identifying and assessing key issues impacting Business.
Participating in preliminary discussions with operating personnel during and after an audit, discussing the conditions, criteria, effect,



cause and recommendations relating to potential deficiencies noted during an audit
Gaining a deep understanding of the processes under review
Conducting audits following skilled industry standards and established company policies

Qualifications Experience:
Degree in Accounting, Finance, Computer Science or a similar field
Chartered Accountant (CA) or similar certification
Certified Information Systems Auditor (CISA) or Certified Internal Auditor (CIA) will be a plus.
At least 2 years of audit experience within regulated financial institutions such as a

📌 Internal Auditor Mumbai
🏢 Interactive Brokers
📍 Mumbai