Description
Major Deliverables: Indicative, not exhaustive
Assist in preparation of the Risk Based Internal Audit Plan
Conducting a comprehensive audit program including management, system, financial, compliance and operational audits
Execution of audit procedures, including identifying and defining issues, developing criteria, reviewing and analyzing evidence, and documenting client processes and procedures.
Ensure methodical documentation of work plans, testing results, conclusions and recommendations and timely completion of Audits
Carrying out extensive data analytic techniques (Knowledge of Excel / Idea / ACL / SAP / Tableau)
Pursues professional development opportunities, including internal and external training and professional association memberships, and shares information gained with co-workers
Adhere to quality initiative within the department, maintaining a solid Quality Assurance and Improvement Program (QAIP)
Compliance with International Skilled Practice framework & standards
Conducting interview, reviewing documents,



developing and administering surveys, composing summary, memos, and preparing working papers.
Draft internal Audit reports and communicate effectively to management
Provide audit administration support
Assist in preparation for Pre Audit Committee and Audit Committee meetings

Specialized job competencies:
Thorough understanding of Governance, Risk and Compliance
Thorough understanding of Indian GAAPs, COSO, RBI regulation, IFC and IIA Standards for the Skilled Practice of Internal Auditing.
Highly refined analytical skills to quickly review and analyze business processes to identify control deficiencies as well as business operating problems and prospects.
Ability to develop and demonstrate the effective use of financial systems and controls to facilitate the execution of risk-based audits

Educational Qualification:
Chartered Accountant and preferably statutory audit experience of a NBFC

📌 Senior Manager Thane
🏢 Tata Capital
📍 Thane