We are hiring a PMS Dealer to manage trade execution, compliance, and portfolio operations for our PMS desk. The role involves executing equity and derivative trades, ensuring SEBI compliance, managing settlements, and supporting client reporting. Ideal for someone with 3+ years of experience in PMS or equity dealing, robust regulatory knowledge and a sharp eye for execution accuracy.
Key Responsibilities
- Trade Execution Order Management: Execute buy/sell orders for PMS portfolios across equity, derivatives, and debt instruments.
- Manage block deals and bulk orders.
- Monitor market liquidity, impact cost, and best execution practices.
- Coordinate with fund managers for the timely implementation of investment decisions.
- PMS Compliance Regulatory Adherence: Ensure 100% compliance with SEBI (PMS) Regulations, 2020.
- Monitor client-wise position limits, exposure norms, and risk thresholds.
- Maintain trade logs, audit trails, and timestamp records as per SEBI requirements.
- File monthly/quarterly reports with SEBI and internal compliance teams.
- Portfolio Operations Settlement: Handle corporate actions (dividends, splits, mergers) for PMS holdings.
- Reconcile daily trades with custodians and brokers.
- Manage margin requirements for derivative positions.
- Oversee SIP/STP/SWP executions in PMS portfolios.
- Client Reporting Communication: Generate daily trade confirmations for clients.
- Prepare monthly portfolio statements with performance attribution.
- Address client queries on executions, settlements, and corporate actions.
- Risk Management: Monitor counterparty risk with brokers.
- Flag unusual trading patterns to the compliance team.
Must-Have Skills
- Deep understanding of the financial market. Previous experience using trading execution tools like Odin/Noren.
Qualifications
- 3+ years of experience in PMS dealing/equity trading.
- Graduate/Postgraduate in Finance
- Strong track record in execution quality and error-free trading.
- Knowledge of markets.
Disclaimer: This job posting & Location has been aggregated from external source. Role details, content, and availability are subject to change. Applicants are advised to confirm the latest information directly on the company website before applying.
📌 PMS Dealer (Bengaluru)
🏢 Right Horizons
📍 Bengaluru
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