Senior Associate - Controls Delivery Management - IN
The Business Unit & IT Controls Management role will lead in the development of control programs to mitigate Operational & IT Risk. The role leads and assists in the identification, evaluation, and management of operation and information technology related risks activities in accordance with key regulations, IT Standards and Enterprise Framework. The role will work closely with all 3 Lines of Defense (LOD), Regulatory Support and Supervisory Affairs Team, IT, Cyber, and the Business Controls Office to drive governance and execution of effective internal controls. The role supports the execution of first line requirements and IT standards with TIAA's Regulatory Risk Management (RRM) Program. This role also presents reports inclusive of status, opportunities, and recommendations to management including working with the Controls Delivery Team to provide appropriate metrics and Key Risk Indicators (KRI) to ensure control adequacy, quality and efficacy for Client Services and Technology organization.
Help execute on strategy to cultivate a stronger risk culture at every level of the CS&T; organization.
Key Responsibilities and Duties
- Work with technology and risk partners to create risk treatment and remediation plans to mitigate technology risks and govern remediation plans through completion.
- Establishes an integrated and team-oriented relationship with first, second, and third line of defense partners from business areas, Enterprise Risk Management (ERM), Compliance, and Audit to ensure continued compliance with ERM requirements and IT Standards.
- Leads cross-functional implementation of compliance programs.
- Assesses the cause of gaps to understand risk drivers, themes, trends, and where similar exposures may exist in other areas of the business.
Educational Requirements
- University (Degree) Preferred
Work Experience
- 5+ Years Required; 7+ Years Preferred
Physical Requirements
- Physical Requirements: S
📌 509647 - Senior Associate - Controls Delivery (Pune)
🏢 TIAA
📍 Pune