Assistant Vice President (India)

Assistant Vice President (India)

19 Aug
|
HSBC Global Services
|
India

19 Aug

HSBC Global Services

India

Some careers shine brighter than others.
If you’re looking for a career that will help you stand out, join HSBC and fulfil your potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.
HSBC is one of the largest banking and financial services organisations in the world, with operations in 64 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realise their ambitions.
We are currently seeking an experienced qualified to join our team in the role of Assistant Vice President - Regulatory Registrations
In this role, you will:

Manage Wholesale GB HBEU UK Certification registration requirements for employees based in the UK and overseas, in partnership with MSS.
Oversee the registration of MSS and Research employees across relevant certification and regulatory regimes.




Embed and maintain procedures and controls relating to the Dodd-Frank Act, including contingency cover.
Manage the registration and ongoing compliance of Front Office staff across a range of European exchanges, including contingency cover.
Monitor employees in scope of the UK Certification Regime (Wholesale GB and MSS) to ensure a fair, consistent and compliant process is applied.
Identify employees in scope for UK Certification through HR reporting and business requests, and maintain accurate population records.
Conduct case-by-case Training & Competency assessments (new joiners, movers, and ad-hoc requests) to determine certification scope and regulatory requirements against HSBC benchmarks.
Actively manage completion of learning and qualification requirements, including enrolment for external exams, progress tracking and timely completion.
Provide employee support throughout the study programme, including wellbeing support, handling exam failures

📌 Assistant Vice President (India)
🏢 HSBC Global Services
📍 India

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