Compliance Analyst (Noida)

Compliance Analyst (Noida)

19 Aug
|
Ameriprise Financial
|
Noida

19 Aug

Ameriprise Financial

Noida

About Our Company

Ameriprise India LLP has been providing client based financial solutions to help clients plan and achieve their financial objectives for 20 years. We are part of Ameriprise Financial Inc., a US financial planning company headquartered in Minneapolis with a global presence and diversified financial services leader with more than $1.5 trillion in assets under management, administration and advisement as of year-end 2024. The firm’s focus areas include Asset Management and Advice, Retirement Planning and Insurance Protection.

Be part of an inclusive, collaborative culture that rewards you for your contributions, and work with other talented individuals who share your passion for doing great work. You’ll also have plenty of opportunities to make your mark at the office and a difference in your community. So, if you're talented, driven and want to work for a strong, ethical company that cares, take the next step and create a career at Ameriprise India LLP.

Job Description





We are searching for a Business Analyst within the General Counsel's Organization Compliance team, who is a hardworking self-starter motivated by achieving and exceeding goals who will support the Field Office Inspections department through exam announcement, scheduling, executing post inspection processes including issuing reports, and other applicable tasks as determined by the department. The analyst will work in a team-oriented culture where he/she will interact with a diverse set of business partners.

Key Responsibilities
- Provide support to Field Office Inspection Examiners in coordinating the announcement & scheduling of Branch and OSJ inspections. Gathering data through multiple reports from different tools for business and reporting purposes.
- Conduct all communications and books and records tasks following an inspection.
- Conduct certain RiverSource, Columbia and Field Non-branch inspections.
- Responsible for completing the required tasks within the predefined SLAs,

📌 Compliance Analyst (Noida)
🏢 Ameriprise Financial
📍 Noida

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