20 Aug
|
Confidential
|
Bengaluru
20 Aug
Confidential
Bengaluru
Job Description Senior Manager – Legal & Compliance
n About the Opportunity Our client is a leading global financial services organization supporting commercial customers through financing, leasing, and insurance solutions. The business operates in a highly regulated environment and is recognized for its collaborative culture, strong governance standards, and commitment to integrity, customer focus, and continuous improvement.
n The Legal & Compliance function serves as a strategic partner to the business, providing legal guidance, driving regulatory compliance, and fostering a strong culture of ethics and risk management.
n Role Overview
n We are seeking an experienced Senior Manager – Legal & Compliance to support the organization's legal and compliance agenda. The role combines regulatory compliance oversight with legal advisory responsibilities, including providing day-to-day compliance guidance, legal opinions, contract review, and support on corporate and commercial matters.
n The successful candidate will help strengthen the organization's compliance framework while partnering closely with business stakeholders to manage legal and regulatory risk. Key
n Responsibilities
n • Provide legal and compliance advice to business stakeholders on day-to-day operational matters. • Monitor changes in applicable laws, regulations, and internal policies, and advise on business impact.
n • Support the development, implementation, and continuous improvement of compliance policies, frameworks, and programs.
n • Assist in compliance risk assessments,
reporting, monitoring, and remediation activities.
n • Support internal compliance reviews, audits, and corrective action tracking.
n • Ensure appropriate internal controls and preventive compliance measures are implemented.
n • Partner with cross-functional teams to ensure ongoing compliance with legal and regulatory obligations.
n • Review and vet commercial agreements and provide legal support for selected negotiations. This is mandatory
n • Prepare legal opinions and compliance guidance on business matters.
n • Coordinate with external legal counsel and regulatory advisors where required.
n • Support corporate governance and company secretarial activities as applicable.
n • Undertake additional legal and compliance initiatives as assigned.
n Candidate Profile
n • Qualified Company Secretary (ICSI membership mandatory); Law degree preferred.
n • Approximately 5+ years of relevant legal and compliance experience.
n • Prior compliance experience within a Bank, NBFC, or listed organization.
n • Experience reviewing and negotiating commercial contracts is desirable.
n • Strong understanding of regulatory compliance and corporate governance practices.
n • Excellent analytical, problem-solving, and stakeholder management skills.
n • Robust written and verbal communication skills.
n • Proactive, hands-on, and able to work effectively in a collaborative business environment.
n Reporting
n Reports to the Head of Legal & Compliance.
📌 Senior Manager - Legal and Compliance (Bengaluru)
🏢 Confidential
📍 Bengaluru