:
Ensure filing of various returns with RBI and other statutory/regulatory bodies within the due date.

Includes

Fraud returns, Risk Based Assessment of KYC/AML, DNBS returns, etc.
Perform independent compliance testing of various products of the Company on a sample basis.
Assist in preparing data pack for various meetings such as High Level Monitoring

Committee, Senior Management Committee, Compliance meeting, etc and draft minutes of aforementioned meetings.
Track regulatory changes and update internal stakeholders
Monitor implementation of regulatory requirements by collaborating with internal teams
Monitoring compliance in compliance monitoring tool
Prepare review notes for Board/Audit Committee
Develop and maintain policies and processes with respect to Compliance such as

KYC/AML policy,



fraud policy, Compliance policy, Fair Practice code, etc.
Assist in RBI inspection of the Company and internal audit of Compliance function.
File Suspicious Transaction

Report (STR) and other reports with FIU
Develop and conduct compliance training sessions to help drive Compliance culture in the company
Miscellaneous activities such as Branch return, Compliance newsletter, branch visit,

NCIF backtracking, approval of creatives, transaction monitoring, track compliances on

Compliance tracking tool, etc.
Review and supervise closure of AML alerts

📌 Team Member Compliance Kotak Mahindra Prime Ltd Mumbai
🏢 Acura Solution
📍 Mumbai