Job Description Our client is a leading global investment bank and financial services institution with a presence across major financial markets worldwide. As part of the continued growth of its Trade Surveillance function, the firm is looking to hire a VP – Trade Surveillance for Mumbai location
n The role will be responsible for managing and enhancing trade surveillance processes, strengthening front-office controls, identifying potential market conduct risks, and driving greater efficiency and effectiveness across the surveillance framework.
n Key Responsibilities:
n n Lead Trade Surveillance across Equities, Derivatives, Fixed Income & Commodities
n Manage and enhance surveillance processes, controls & exception monitoring
n Analyse trading data to identify anomalies, trends and potential risks
n Drive resolution of data issues and improve front-office controls
n Partner with Compliance, Risk,
Technology & Front Office teams
n n Requirements:
n n MBA Finance with 8+ years of Trade Surveillance experience with global investment banking firm.
n Strong knowledge of Equities, Derivatives & Fixed Income
n Experience with Nasdaq Trade Surveillance, TradingHub or Actimize
n Strong SQL/Tableau and data analytics skills
n Exposure to Bloomberg/LSEG Workspace
n Solid understanding of regulatory and market conduct requirements
n n Please note that due to the high number of applications only shortlisted candidates will be contacted. If you do not hear from us in the next 5 business days, we regret to inform you that your application for this position was unsuccessful.