Job DescriptionOur client is a leading global investment bank and financial services institution with a presence across major financial markets worldwide. As part of the continued growth of its Trade Surveillance function, the firm is looking to hire a VP – Trade Surveillance for Mumbai location
nThe role will be responsible for managing and enhancing trade surveillance processes, strengthening front-office controls, identifying potential market conduct risks, and driving greater efficiency and effectiveness across the surveillance framework.
nKey Responsibilities:
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- Lead Trade Surveillance across Equities, Derivatives, Fixed Income & Commoditiesn
- Manage and enhance surveillance processes, controls & exception monitoringn
- Analyse trading data to identify anomalies, trends and potential risksn
- Drive resolution of data issues and improve front-office controlsn
- Partner with Compliance, Risk,
Technology & Front Office teamsn
nRequirements:
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- MBA Finance with 8+ years of Trade Surveillance experience with global investment banking firm.n
- Strong knowledge of Equities, Derivatives & Fixed Incomen
- Experience with Nasdaq Trade Surveillance, TradingHub or Actimizen
- Strong SQL/Tableau and data analytics skillsn
- Exposure to Bloomberg/LSEG Workspacen
- Robust understanding of regulatory and market conduct requirementsn
nPlease note that due to the high number of applications only shortlisted candidates will be contacted. If you do not hear from us in the next 5 business days, we regret to inform you that your application for this position was unsuccessful.