Role & responsibilities
- Closed daily Alerts received from all exchanges and depositories - NSE, BSE, MCX, CDSL and NSDL.
- Enquiries received from NSE, BSE, MCX, CDSL and NSDL Dashboard / Emails.
- Check high valuation off market transaction received from internal audit.
- Close inhouse internal alert within the TAT.
- Certified in NISM Aspects of Prevention of Money Laundering Activities & SORM.

Preferred candidate profile
- General knowledge of the AML and MI regulatory environment and its evolutions
- Robust knowledge of regulation related to Surveillance of exchanges and depositories.
- General understanding of the IT systems in AML domain
- General knowledge of AML framework and its evolutions
- The ideal candidate should have at least 3-5 years of Stockbroking, Banking, NBFC and/or regulatory experience
- Knowledge of AML and MI is essential with at least 1-2 years’ experience
- Ability to perform alert reviews on different entity types
- Understanding of Complex ownership structures.

Interested candidates can share your resume on [email protected]

📌 Senior Executive (Mumbai Suburban)
🏢 Sharekhan
📍 Mumbai Suburban