In Scope of Position based Promotions

Job Title: Central Compliance, NCT

Location: Mumbai, India
Role Description
The Compliance Department protects the Bank by advising on ethical conduct, identifying regulatory solutions, safeguarding integrity and reputation, and in partnership with the business. Given the increasing regulatory scrutiny and the need to implement a robust and globally consistent control framework, an effective Central Compliance function is a key component to the Department s success.
The position will be based in Mumbai, India and requires the candidate to work in APAC shift.
Your key responsibilities
Overseeing and conducting the daily surveillance for alerts generated in Trade, Information Barrier and Communication Surveillance and action the same in a timely manner.
Liaise with Country Compliance Officers, the business, Operations to investigate surveillance alerts as necessary
Working with key stakeholders (e. g. Business, Technology, Third party vendors) to identify and implement enhancements to surveillance systems and programs




Ability to multitask, the prospective candidate will be dealing with multiple requests and working on different surveillance verticals across regions . It is critical that requests are managed in an orderly and timely manner
Maintaining effective and constructive working relationships with staffs located in other regions to deliver the surveillance program
Additional duties (BAU/ Non-BAU) as assigned
Your skills and experience
Education and Experience:
At least 2+ years of experience in relevant field, preferably in Trade / Information Barrier Surveillance
Bachelor s or Master s in the field of Commerce or Finance / MBA in finance or related field
Advanced degree or relevant certifications (e. g. , CFA, CAMS) is a plus
Proficiency in Data analysis and MS Office (esp. Advanced Excel + PowerPoint)
In-depth knowledge of trade life cycle and market structure
Valuable understanding of products su

📌 Central Compliance, Nct Professional Mumbai
🏢 Deutsche Bank
📍 Mumbai