Role & responsibilities:

Job Summary

The Senior Auditor provides independent, objective assurance on the effectiveness of the banks Finance functions. The role involves testing end-to-end controls for accounting entries, general ledger management, and statutory reporting.

Key Responsibilities

1. Audit Execution & Risk Assessment
- Lead and execute comprehensive internal audits of Finance and Procurement functions from planning to reporting, in accordance with auditing and accounting standards.
- Audit Inter-branch and Inter-bank account reconciliations, identifying and reporting unreconciled long-outstanding entries that may pose financial risk
- Evaluate the adequacy of the banks Risk Management Framework.
- Review the accuracy and timeliness of periodic returns submitted to the RBI, including CRR/SLR calculations
- Conduct audits to ensure adherence to regulatory requirements (e.g., RBI Regulations, Tranche I, II and II).
- Scrutinize Suspense Accounts and transit accounts for long-outstanding items,
- Identify control gaps and emerging risks within the control functions,



providing actionable recommendations to enhance control effectiveness.

2. Stakeholder Management & Advisory
- Build and maintain robust relationships with senior management within the Business, Finance, IT, Risk and Compliance departments, acting as a trusted advisor.
- Review and report on the effectiveness of the Business Heads oversight.

3. Reporting & Follow-up
- Prepare high-quality audit reports detailing findings, risks, and recommendations for the Audit Committee and Executive Management.
- Track and validate the remediation of audit findings by stakeholders to ensure timely closure

4. Data Analytics & Process Improvement
- Utilize data analytics tools (e.g., IDEA, ACL, Power BI) to perform continuous auditing and identify anomalous trends in risk management.
- Contribute to the continuous improvement of the Internal Audit methodology.

Preferred candidate profile:

Qualifications

📌 Senior Auditor (Mumbai)
🏢 Yes Bank
📍 Mumbai