INTERNAL AUDIT

As the third line of defense, Internal Audit’s (IA) mission is to independently
assess the firm’s overall control setting, including the firm’s governance
processes and controls, and risk management and capital and antifinancial crime
frameworks. In doing so, IA:

• Communicates and reports on the effectiveness of the firm’s governance, risk
management and controls that mitigate current and evolving risk

• Raise awareness of control risk

• Assesses the firm’s control culture and conduct risks; and

• Monitors management’s implementation of control measures IA is comprised of
the following global functional audit teams covering the various business areas
of the firm: Global Markets, Asset & Wealth Management, Global Investment
Research, Platform Solutions, Compliance & Legal, Engineering, Finance,
Corporate Treasury, Risk, HCM, Executive Office, Corporate Planning and
Management; and CWS. As a Business Auditor, you will be involved in audits of
various operations processes that support the GBM Public business of the firm to




provide assurance on the controls related to trade booking, middle office
operations, settlements, along with other general business controls such as
balance substantiations, Sarbanes-Oxley 404 control assessments and other
processes that support functions of global market divisions. Responsibilities
also include assisting in the department’s continuous monitoring effort to cover
operations incidents, market and regulatory events, business and technology
updates. You are strongly encouraged to participate in departmentwide
initiatives aimed at continually improving IA's processes and supporting
infrastructure

RESPONSIBILITIES

• Develop and maintain a valuable understanding of business areas, its products,
and supporting functions.

• Plan and execute audit discussions, walkthroughs, and testing with
stakeholders in line with the audit scope and based on IA methodology.

• Identify risks, assess mitigating controls, and make rec

📌 Internal Audit Bengaluru Analyst Business Audit (India)
🏢 Goldman Sachs
📍 India