About the Company

A premier financial services institution delivering comprehensive investment banking, institutional equities, asset management, and wealth solutions. The firm is committed to maintaining the highest standards of legal governance and regulatory compliance across its SEBI-regulated entities.

Role 1: Manager / Assistant Manager – Legal (2 Positions)

Reporting To:
Head of Legal

Location:
Lower Parel, Mumbai

Position Overview

We are seeking energetic legal professionals to support our internal legal function across Equity Capital Markets (ECM), Investment Banking, Asset Management, and Merchant Banking. Working directly alongside senior legal counsel, this role provides deep exposure to transaction execution, regulatory advisory, corporate governance, and complex commercial drafting.

Key Responsibilities
- Transaction Execution:
Assist senior counsel in drafting, reviewing, and negotiating transaction documentation, including Joint Venture agreements, Schemes of Arrangement, Escrow Agreements, Placement Agreements, and Share Purchase Agreements (SPAs).




- Commercial Contracting:
Review, draft, and negotiate routine commercial contracts, including Vendor Agreements, Non-Disclosure Agreements (NDAs), Master Service Agreements (MSAs), IT contracts, and engagement letters.
- Regulatory Advisory:
Monitor, interpret, and advise internal business units on SEBI regulations, circulars, and statutory guidelines governing market intermediaries.
- Risk & Governance:
Identify potential legal and operational risks across business lines, proposing mitigation strategies and escalating key issues to senior leadership.
- Litigation & Disputes:
Assist in managing corporate disputes, litigation documentation, regulatory notices, and enforcement proceedings.
- Policy & Internal Controls:
Draft, update, and implement internal legal SOPs, compliance manuals, and corporate governance frameworks.
- Stakeholder Management:
Collaborate closely with Compliance, Operations, and

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