We are seeking a seasoned Company Secretary and senior compliance leader with 20+ years of experience across Secretarial, Legal, and Regulatory Compliance functions within the financial services sector. The role requires deep expertise in SEBI regulations, AML/PMLA oversight, governance frameworks, and regulatory advisory across Mutual Funds, AIFs, PMS, Investment Advisory, and IFSC/GIFT City operations. The incumbent will lead the compliance function, partner with senior leadership, ensure robust governance standards, and enable business growth while maintaining robust regulatory risk controls.
Roles & Responsibilities
In-depth knowledge of SEBI regulations (Mutual Fund, AIF, PMS, Investment Advisory)
Solid expertise in AML / PMLA and KYC frameworks
Experience in IFSC regulatory setting
Regulatory reporting and inspection handling
Governance and secretarial compliance expertise
Risk management and internal control frameworks
Robust stakeholder management and communication skills
Leadership experience managing cross-functional and multi-location teams