14–17 years of rel exp in regulatory, legal, or secretarial compliance .Regulatory Reporting & Inspections .Regulatory Compliance -Ensure compliance with SEBI Acts, Rules, Regulations, Circulars, & Directive
PMLA, Audit & Compliance Monitoring
Required Candidate profile
Stakeholder Management, Policy & Projects. Expa MII space, Mutual Fund, Brokers, or other Financial Services institution. Exp in dealing with regulators, audits, inspections, compliance monitoring.