We are looking for an experienced Compliance Officer with a strong background in the Forex / Financial Services industry to ensure regulatory compliance and support our growing operations.
Key Responsibilities:
- Ensure compliance with UAE regulatory frameworks (SCA, DFSA, AML/CFT)
- Monitor and implement internal compliance policies and procedures
- Handle KYC, AML, and transaction monitoring processes
- Liaise with regulators, auditors, and banks when required
- Review marketing materials to ensure regulatory compliance
- Conduct internal compliance audits and risk assessments
- Maintain compliance records and reporting
Requirements:
- Proven experience as a Compliance Officer in a Forex / Brokerage firm
- Strong knowledge of AML, KYC, and regulatory reporting
- Familiarity with UAE financial regulations (SCA / DFSA preferred)
- Excellent attention to detail and analytical skills
- Ability to work independently and manage compliance tasks end-to-end
Preferred Qualifications:
- CAMS or other compliance-related certification
- Experience with offshore and onshore brokerage structures
- Prior interaction with regulators and banking partners
Skills:
- Robust understanding of legal terminology and regulatory frameworks.
- Excellent written and verbal communication skills.
- Detail-oriented with strong analytical and problem-solving abilities.
- Ability to work independently, prioritize tasks, and manage multiple projects.
- Strong interpersonal skills and the ability to collaborate with cross-functional teams.
- High level of integrity, professionalism, and discretion.
Qualifications:
Educational Background:
- Bachelor's degree in Business, Finance, Law, or a related field.
- Additional certifications in AML and compliance, such as Certified Anti-Money Laundering Specialist (CAMS), are highly desirable.