Job Title: AML/KYC Operations & MIS Management Executive
Department: Operations
Location: Mumbai
Reporting To: Head of Operations

Job Summary

Key Responsibilities

AML/KYC Operations
- Conduct Customer Due Diligence (CDD), Enhanced Due Diligence (EDD), and periodic KYC reviews for customers.
- Verify customer information and documentation in accordance with regulatory and internal policy requirements.
- Identify and escalate high-risk customers, politically exposed persons (PEPs), and adverse media findings.
- Ensure timely remediation of KYC deficiencies and maintain accurate customer records.
- Support onboarding and periodic review processes from an AML/KYC perspective.

Transaction Monitoring & Compliance
- Review and investigate alerts generated through transaction monitoring systems.
- Analyze customer transactions to identify unusual or suspicious activities.
- Escalate potential suspicious transactions for further review and reporting.
- Monitor compliance with AML regulations, internal policies, and regulatory requirements.




- Assist in preparing documentation and reports for audits, inspections, and regulatory examinations.

Regulatory Compliance & Compliance Monitoring
- Conduct compliance monitoring activities to assess adherence to applicable regulations and internal controls.
- Support implementation and monitoring of AML, KYC, and compliance frameworks.
- Track regulatory changes and assist in updating policies, procedures, and controls.
- Maintain compliance records and ensure timely submission of regulatory reports where applicable.

MIS Reporting & Data Analysis
- Prepare daily, weekly, monthly, and ad-hoc MIS reports for management and regulatory purposes.
- Analyze operational and compliance data to identify trends, exceptions, and improvement opportunities.
- Develop dashboards and reports using Excel and other reporting tools.
- Ensure data accuracy, completeness, and consistency across reports.
- Generate insights to support decision-making a

📌 Aml/kyc Operations (Fort)
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