Key Areas of Responsibilities

- Trade bookings and processing.
- Trade confirmations and Contract note.
- Static and Reference Data maintenance
- FX processing.
- Review and documentation of procedures, process maps.
- Support, guidance and mentoring of team members including performance appraisals.
- Active management of day to day issues and queries from internal/external parties with Escalations as necessary.
- Co-ordination with regional trade support groups, traders and customers to resolve queries / issues.
- Active participation in Change management / UAT testing.
- Reconciliation issues
- You must be able to supervise and have control over the daily BAU and Projects
- Play a leading role in projects, process & system improvements, cost & efficiency savings etc.
- You must be able to implement changes in your work scope when necessary to meet business, organizational & regulatory needs
- You must be able to lead and motivate your team staff effectively

Requirements

- Candidates should have a minimum of 5 years of management experience in the securities industry.
- Robust communication and interpersonal skills to interact with various levels of management.
- Detailed and working knowledge of trade processing / contracting processes, reference/static data maintenance and procedures.



Candidates with direct experience in Global markets or who have Middle Office experience will be given special consideration.
- In addition to a successful career in Middle Office management, candidates with experience and knowledge of Global equity markets, practices, procedures and trends especially from the “Sell side” perspective will be favorably viewed.
- Ability to multi-task across various business and department initiatives.
- The candidate should be willing and able to challenge existing processes and procedures and suggest changes where these are felt to be appropriate and necessary.
- He/she will be adept with IT and capable of specifying business requirements for enhancements or replacements for existing or new applications.
- All candidates should be familiar with Microsoft Office and have experience in the usage operations systems/applications commonly used in securities related industry including ALERT, OASYS, FXALL etc.
- The candidate will be required to pass the Series 99 examination to obtain licensing.
- Candidate should be open to work in Asia / EU / US shifts depending on the work requirement.

Stay informed on CITIC CLSA Job Opportunities

Not the right fit? You can create a job alert to receive our latest job openings that meet your interest.

📌 Associate Director, Middle Office, Setclear (Pune)
🏢 CLSA
📍 Pune