Compliance Officer (Mumbai)

Compliance Officer (Mumbai)

22 Aug
|
Michael Page
|
Mumbai

22 Aug

Michael Page

Mumbai

About Our Client

Our client is a highly reputed investment and asset management platform with a significant presence in the Indian market and a global investor base.

Job Description
- Lead Governance & Board Management: Act as a trusted advisor to senior leadership and oversee board, committee, and corporate governance processes.
- Drive Regulatory Compliance: Ensure compliance with SEBI AIF Regulations, the Companies Act, FEMA, and other applicable regulatory frameworks, while managing regulatory filings and reporting.
- Manage Stakeholder Relationships: Work closely with institutional investors, regulators, trustees, auditors, custodians, and other key stakeholders.
- Oversee Compliance Frameworks & Risk Management: Develop and strengthen compliance programs, internal controls, governance policies, audits, and regulatory reviews across entities and funds.
- Support Fund & Corporate Lifecycle Activities:



Lead governance and compliance aspects of fund formation, restructuring, capital raising, portfolio management, and corporate secretarial activities.

The Successful Applicant
- Qualified Company Secretary (ICSI mandatory); LLB or equivalent qualification preferred.
- 10+ years of experience across AIF, private equity, asset management, or financial services.
- Solid expertise in SEBI/IFSCA AIF Regulations, corporate law, institutional investor engagement, and managing complex multi-entity/SPV structures

What's on Offer
- High-impact leadership role with direct Board and senior stakeholder exposure.
- Opportunity to shape governance and compliance within a leading investment platform.
- Strong visibility, strategic influence, and long-term career growth

📌 Compliance Officer (Mumbai)
🏢 Michael Page
📍 Mumbai

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