COMPLIANCE OFFICER
Location: Borivali, Mumbai
Job Type: Full-time

Mandatory Experience in Merchant Banking Company.

Smart Horizon is looking for an experienced Compliance Officer to join our Legal & Compliance team.

Key Requirements:
- Proven experience in compliance roles, preferably with listed companies
- Strong knowledge of regulatory requirements and compliance best practices
- Valid NISM certification
- Proficiency in SDD (Structured Data Document) software
- Experience in monitoring regulatory compliance and preparing compliance reports
- Ability to identify compliance risks and implement mitigation strategies
- Experience coordinating with auditors and handling compliance audits
- Solid analytical, communication and interpersonal skills
- Proficiency in MS Office and compliance-related software

Key Responsibilities:
- Ensure adherence to applicable laws,



regulations and regulatory guidelines
- Develop and update compliance policies and processes
- Monitor compliance activities and maintain accurate records
- Identify compliance gaps and recommend corrective actions
- Handle compliance concerns and misconduct-related matters
- Coordinate with auditors during compliance reviews
- Track regulatory changes impacting listed entities
- Leverage technology for effective compliance monitoring and reporting

Interested candidates can share their updated resume at:
[email protected]

Immediate joiners are preferred and will be given priority.

Pay: From ₹900,000.00 per year

Work Location: In person

📌 Compliance Officer (Borivali)
🏢 Smart Horizon Capital Advisors Private
📍 Borivali