Job Title: Operations Executive/ Associate- Wealth Management

Job Role: We are looking for an Operations Executive / Associate to manage day to-day operational activities across Mutual Funds, BSE transactions, KYC and client servicing. The role will involve accurate transaction processing, query resolution, documentation, reconciliation and coordination with internal and external stakeholders.

About Finnovate: Finnovate is a holistic financial planning and wealth advisory platform. We are passionate about transforming the way Indians get personal finance advice. Our team is dedicated to providing comprehensive financial solutions that cater to the unique needs of our clients.

Location: Mumbai, Andheri
Employment Type: Full time

Years of Experience: 1-4 years

Key Responsibilities:
- Handle day-to-day Mutual Fund operations, including purchases, redemptions, switches, SIPs and related transactions.
- Process and monitor BSE transactions and orders accurately and within defined timelines.
- Manage KYC activities, including current KYC, modifications, CKYC,



FATCA and KYC status verification.
- Coordinate client onboarding, account opening and documentation requirements.
- Handle and resolve client and internal operational queries related to Mutual Funds, BSE transactions, KYC, account opening, transaction status and documentation.
- Coordinate with AMCs, BSE, RTAs and other external partners to investigate and resolve transaction-related queries within defined TATs.
- Track pending queries, transaction issues and rejections and ensure timely closure through effective follow-up.
- Maintain accurate records of client transactions, forms, documents and operational activities.
- Conduct regular reconciliation and verification of transactions and client data.
- Prepare and maintain MIS and operational reports for management.
- Support the Relationship Management and Advisory teams with day-to-day operational requirements.
- Ensure all documentation and transactions are proc

📌 Operations Executive- Wealth Management (Mumbai City)
🏢 Finnovate Financial Services
📍 Mumbai City