Functional Title: Risk Operations Specialist

Business Line/Department: Operational Risk

Location: Bangalore, India

Job Summary

Tradeweb is seeking a Risk Operations Specialist to support our Risk teams Client Due Diligence, Training Oversight, Policy Management and Vendor Management programs. This role involves collaboration with internal stakeholders to support the maintenance of policy documents, assist with client due diligence and vendor management related activities and aid in training oversight. The ideal candidate will be detail-oriented, collaborative, and capable of managing multiple responsibilities in a quick-paced environment. This position offers the opportunity to work across business units, corporate functions, and technology teams in a cross-functional capacity.

Responsibilities
- Assist with the daily execution of activities across the Policy Management, Client Due Diligence, Vendor Management and Training Oversight programs
- Support the Client Due Diligence (CDD)



program by coordinating and responding to due diligence requests from the firm's global client base, ensuring timely, accurate, and complete responses
- Assist in the ongoing review, maintenance, and organization of policy documents as part of the firms Policy Management Program
- Collaborate with internal stakeholders across the organization to support client due diligence requests, vendor reviews, policy document updates, and training governance activities
- Partner with business and control functions to collect, validate, and organize information required to support governance and client-facing activities.
- Develop and enhance reporting with regards to areas of responsibility
- Support the implementation of process improvements and automation opportunities to enhance operational efficiency and scalability.
- Build and maintain effective working relationships with stakeholders across Risk, Compliance, Information Security, Legal, and business teams to support program objectives.

Q

📌 Operational Risk Analyst (Bengaluru)
🏢 Tradeweb
📍 Bengaluru