Role & responsibilities
- Lead and oversee the organizations regulatory compliance and governance framework.
- Ensure compliance with applicable RBI, NHB and other regulatory guidelines relevant to NBFC/HFC operations.
- Monitor regulatory developments and assess their impact on business operations.
- Drive timely implementation of new and amended regulatory requirements.
- Establish and strengthen compliance monitoring, testing, and reporting mechanisms.
- Conduct compliance risk assessments and identify potential regulatory gaps.
- Coordinate with internal and external auditors and ensure timely closure of audit observations.
- Oversee preparation and submission of regulatory returns and compliance reports within prescribed timelines.
- Provide compliance advisory to senior management and business/function heads.
- Manage regulatory inspections, queries, observations, and follow-up actions.
- Develop and update compliance policies, SOPs, frameworks, and governance processes.
- Work closely with Risk, Legal, Internal Audit, Operations, Business, and other stakeholders.




- Ensure effective tracking and closure of compliance issues and action points.
- Present key compliance risks, regulatory updates, and governance matters to senior management/committees.

Preferred candidate profile
- Strong experience in Regulatory Compliance & Corporate Governance.
- Sound understanding of RBI/NHB regulations and the HFC/NBFC regulatory framework.
- Experience in compliance monitoring, regulatory risk assessment, audits, and regulatory reporting.
- Strong analytical, advisory, and problem-solving skills.
- Excellent stakeholder management and communication skills.
- Ability to work closely with senior leadership and provide practical compliance guidance.
- Robust understanding of regulatory requirements applicable to the BFSI sector.
- Candidates from HFC / NBFC / Banking / BFSI backgrounds will be preferred.
- Relevant professional qualifications such as CA / CS / MBA / LLB will

📌 Vice President Compliance (Noida)
🏢 Roha Housing Finance
📍 Noida